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Financial Services Commission
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#	Item
871	This is a statement of legal services expenditure by the National Water Commission for financial year[removed], published in compliance with paragraph[removed]ba) of the Legal Services Directions[removed]Summary of Legal Se Add to Reading List Source URL: www.nwc.gov.au Language: English - Date: 2013-08-07 00:39:01 Brief Counsel Legal aid Lawyer Law Legal professions Legal ethics
872	This is a statement of legal services expenditure by the National Water Commission for financial year[removed], published in accordance with paragraph[removed]ba) of the Legal Services Directions[removed]Summary of Legal Se Add to Reading List Source URL: www.nwc.gov.au Language: English - Date: 2013-08-07 00:40:08 Brief Legal aid
873	CONSULTATION CONCLUSIONS ON THE REGULATION OF SPONSORS AND INDEPENDENT FINANCIAL ADVISERS October 2004 Add to Reading List Source URL: www.hkex.com.hk Language: English - Date: 2010-08-17 02:40:11 Business Investment Financial services Securities Independent Financial Adviser Hong Kong Exchanges and Clearing Initial public offering Prospectus Securities and Futures Commission Financial economics Finance Stock market
874	Microsoft Word - III-5.doc Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:30 Financial services Collective investment schemes Institutional investors Financial adviser Securities and Futures Commission Mutual fund U.S. Securities and Exchange Commission Investment Advisers Act Hedge fund Financial economics Investment Finance
875	Guidelines I.5 MANDATORY PROVIDENT FUND SCHEMES AUTHORITY I.5 Guidelines on Application for Approval of Constituent Funds Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:39 Finance Collective investment schemes Funds Mandatory Provident Fund Securities and Futures Commission Financial economics Investment Financial services
876	Microsoft Word - III.2 - Eng Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:04:29 Financial services Collective investment schemes Institutional investors Funds Mutual fund Securities and Futures Commission Securities and Exchange Board of India Act Qualified institutional placement Financial economics Investment Finance
877	Microsoft Word - e_hc1013cb2-49-5-e Add to Reading List Source URL: www.legco.gov.hk Language: English - Date: 2008-10-21 05:07:22 Securities and Futures Commission Government Banks Financial services Lehman Brothers Shearson Lehman/American Express Martin Wheatley
878	PJ v AMP Financial Planning Pty Limited[removed]AusHRC 89 © Australian Human Rights Commission 2014. Add to Reading List Source URL: www.humanrights.gov.au Language: English - Date: 2014-11-30 22:24:06 Criminal record Financial adviser Drink driving Australian Human Rights Commission Australia Business Government Australian Financial Services License Economy of Australia Financial planner
879	Microsoft Word - Disclosure Code _final_.doc Add to Reading List Source URL: www.mpfa.org.hk Language: English - Date: 2014-10-17 07:03:39 Finance Economy of Hong Kong Mandatory Provident Fund Pension Collective investment scheme Securities and Futures Commission Hong Kong Securities Institute Financial economics Investment Financial services
880	Submission to CAMAC review of crowd sourced equity funding (CSEF) Authors: Kylie Hammond and Roger Buckeridge Credentials: Kylie Hammond is founder and CEO of Board Portfolio www.boardportfolio.com and is authorised unde Add to Reading List Source URL: www.camac.gov.au Language: English - Date: 2014-11-27 20:08:42 Stock market United States Securities and Exchange Commission Corporate finance Financial services Security Collective investment scheme Convertible bond Securities Act Unidroit convention on substantive rules for intermediated securities Financial economics Investment Finance

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